Stormwater

SWPPP Requirements for California Construction Sites: A Guide to the 2022 Construction General Permit

Who needs a SWPPP, how Construction General Permit risk levels are set, what QSDs and QSPs do, and the reporting rules in effect for 2026.

Close-up of a rusted cast-iron storm drain grate stamped "Dump No Waste, Drains to Waterways" beside a concrete sidewalk
Stock photo; not a project of American Engineering. Photo: Malcolm Garret on Pexels.
In this article

Stormwater rules shape a California construction project long before the first rain. Disturbed acreage decides whether a site needs coverage. Soils, slopes, construction dates and downstream waters decide how much inspection and sampling it owes. This guide follows the 2022 Construction General Permit (CGP) in the order a project meets it.

About this update

Updated September 24, 2026. We re-checked this guide against the permit and current State Water Board guidance, corrected the QSD and QSP certification paths, inspection duties and penalty details, and added the storm-forecast rules.

Who needs coverage under California's Construction General Permit?

The CGP covers construction and land disturbance of one acre or more. It also covers smaller disturbances that are part of a larger common plan of development or sale totaling one acre or more.

Example

The permit gives its own example: a builder disturbing 0.5 acre of a 20-acre subdivision still needs coverage.

Linear underground and overhead projects, such as pipelines, fall under the same permit with their own requirements. Sites of one to five acres may instead qualify for a Small Construction Rainfall Erosivity Waiver, but only if the rainfall erosivity factor for the construction window is below 5 and the waiver is issued in SMARTS before work starts. A small site that is part of a larger common plan qualifies only if the whole project does, and the waiver carries its own fee.

A row of wood-framed houses under construction along a new curving street, with tan fiber rolls laid along the back of the sidewalk and a green utility box in the foreground, under a clear blue sky
Representative photo. Disturbed acreage decides whether a site needs coverage.Photo: D Goug on Pexels

Cities and counties enforce their own grading and stormwater ordinances separately. A local grading permit can require an erosion and sediment control plan whether or not the site needs CGP coverage, and rules vary by agency.

What has to be filed before construction can start?

The discharger's Legally Responsible Person certifies and submits Permit Registration Documents (PRDs) through SMARTS, the State Water Board's online permit system. The PRDs are:

  • A Notice of Intent
  • A risk assessment (the risk level determination)
  • A site map
  • Post-construction plans and calculations
  • The SWPPP
  • A signed certification statement
  • The first annual fee, set each year by regulation

Watch out

SMARTS rejects incomplete submittals, and work cannot begin until it issues a Waste Discharge Identification (WDID) number.

Post the WDID notification form, with the correct construction start and end dates, where the public can see it. If public posting isn't possible, keep it readily available on request.

The SWPPP lists the site's pollutant sources and the best management practices (BMPs) crews will install and maintain, from housekeeping to erosion and sediment control. A QSD must write it and every amendment, and amendments go into SMARTS within 30 calendar days. Our SWPPP preparation page describes what a plan contains.

How is a site's risk level determined?

Risk has two parts. Sediment risk is the rainfall erosivity (R) factor times soil erodibility (K) times the length-slope (LS) factor, in tons per acre. Below 15 is low, 15 up to 75 is medium, and 75 or more is high. The R factor depends on the construction start and end dates, so a schedule that runs through the wet season raises it.

Receiving water risk is high if the site drains, directly or indirectly, to a water body on the 303(d) list as impaired by sediment. It is also high if the receiving water has the COLD, SPAWN and MIGRATORY beneficial uses, or if the site drains to an unlisted tributary of a sediment-sensitive water in the same HUC 10 watershed. SMARTS combines the two into Risk Level 1, 2 or 3, with 3 the most demanding.

How a site's risk level is set

Illustrative diagram — not to scale

Sediment risk and receiving water risk combine into a risk level Illustrative diagram, not to scale. Sediment risk is the rainfall erosivity (R) factor times soil erodibility (K) times the length-slope (LS) factor, in tons per acre: below 15 is low, 15 up to 75 is medium, and 75 or more is high. Receiving water risk depends on where the site drains. SMARTS combines the two into Risk Level 1, 2 or 3, with 3 the most demanding. R K LS Rainfall Soil Length-slope 1 Sediment risk Low Medium High 15 75 tons/acre Receiving water risk 2 SMARTS combines 3 Risk Level 1, 2 or 3
  1. Sediment risk: the rainfall erosivity (R) factor times soil erodibility (K) times the length-slope (LS) factor, in tons per acre. Below 15 is low, 15 up to 75 is medium, and 75 or more is high.
  2. Receiving water risk: high if the site drains, directly or indirectly, to a water body on the 303(d) list as impaired by sediment, or meets one of the other conditions described above.
  3. Risk level: SMARTS combines the two into Risk Level 1, 2 or 3, with 3 the most demanding.
Illustrative diagram, not to scale. The R factor depends on the construction start and end dates.

SMARTS can fill in the K factor, LS factor and receiving water risk from the site's coordinates. The determination must cover every phase of construction, from demolition to final landscaping.

Who is responsible: the discharger, the QSD or the QSP?

The discharger is responsible for compliance, including work done by the QSD, the Qualified SWPPP Practitioner (QSP) and any trained delegates.

  • QSD: Writes and amends the SWPPP and stays on the project until the Notice of Termination is approved. The QSD visits the site within 30 days of the start of construction, twice a year (August to October and January to March), and within 14 days of a numeric action level exceedance.
  • QSP: Personally inspects the site every calendar month and before each forecast qualifying storm, and confirms BMPs are installed and maintained. Those inspections cannot be delegated. Trained delegates may do the weekly, during-storm and post-storm inspections, but a QSP must first confirm they are competent and list them in a training log uploaded to SMARTS.
Seen from behind, two workers in yellow hard hats and high-visibility vests walk across a large graded dirt site marked with tire tracks
Representative photo. Two workers walking across a graded site.Photo: Mikael Blomkvist on Pexels

QSDs and QSPs qualify through the California Stormwater Quality Association (CASQA) training and exam program, which requires a prerequisite credential. Instead, California-licensed civil engineers, professional geologists and engineering geologists can self-register as a QSD or QSP through SMARTS after reviewing the State Water Board's self-directed training materials. CASQA-certified QSDs and QSPs need six hours of continuing education a year and renew every two years.

What inspections, sampling and reports does the permit require?

Every risk level now does weekly inspections plus inspections before and during each qualifying precipitation event (QPE), and after it when the site's rain gauge records 0.5 inch or more. The 2009 permit's Rain Event Action Plan is gone. A QPE is a National Weather Service forecast of at least a 50 percent chance of precipitation and 0.5 inch or more within 24 hours. Our guide to rainy-season SWPPP inspections covers timing and paperwork, and our SWPPP inspection services page explains the field work.

Sampling

Risk Level 2 and 3 sites take one sample from each discharge location in every 24-hour period of a QPE while water is discharging, and test it for pH and turbidity. The numeric action levels (NALs) are a pH range of 6.5 to 8.5 and turbidity of 250 NTU.

  • 6.5–8.5pH numeric action level (NAL) range for Risk Level 2 and 3 sites
  • 250 NTUturbidity numeric action level (NAL) for Risk Level 2 and 3 sites

Going over an NAL is not a permit violation by itself. Failing to report it, or failing to improve BMPs afterward, is.

Reporting deadlines

Key deadlines

  • Risk Level 2 and 3 field results go into SMARTS within 30 days after the storm ends, or within 10 days if they exceed the pH or turbidity NAL.
  • Any site that samples for non-visible pollutants, which a spill, leak or BMP failure can trigger at every risk level, follows the same 30- and 10-day clocks counted from receipt of the lab result. There the 10-day trigger is exceeding a TMDL-related NAL, a numeric effluent limitation (NEL) or a Basin Plan limit.
  • An Annual Report covering July 1 to June 30 is due in SMARTS by September 1 for any WDID active at least 90 days in that period.

TMDL, dewatering and treatment sites

Extra requirements apply to:

  • Sites that drain to a water with a total maximum daily load (TMDL) assigning a load to construction stormwater, listed in Attachment H, and have that TMDL's pollutant on site.
  • Sites discharging dewatering water (Attachment J).
  • Sites using active or passive treatment (Attachments F and G).

How does a project end its permit coverage?

Coverage ends with a Notice of Termination (NOT) submitted in SMARTS. Before filing, the site must reach final stabilization. The permit accepts three ways to show it:

Close-up of thin green grass seedlings with dew drops growing from dark, clumpy soil
New grass coming up through bare soil.Photo: Sayeed Chowdhury on Pexels
  • Permanent vegetation evenly covering 70 percent of disturbed soil
  • A RUSLE or RUSLE2 soil-loss calculation
  • A custom method the Regional Water Board approves

The NOT package also needs:

  • A QSP's final NOT inspection (with the QSP's name and certificate number)
  • A final site map
  • Photos of final stabilization and the installed post-construction BMPs
  • A long-term maintenance plan for those BMPs covering at least five years

The NOT is approved automatically after 30 calendar days unless the Regional Water Board acts first, and every permit requirement stays in force until then.

Post-construction requirements

Post-construction requirements depend on location. Inside a municipal separate storm sewer system (MS4) permit area, the local agency's standards apply. Outside one, the CGP requires the site to match its pre-construction runoff volume for storms up to the 85th percentile 24-hour event. Sites disturbing more than two acres must also preserve pre-construction drainage density and keep runoff time of concentration at least as long as before.

Either way, the PRDs include post-construction plans, so post-construction and LID stormwater calculations are best settled in design. Our article on the July 2026 draft Small MS4 permit covers what may change locally.

What does noncompliance cost?

Under Water Code section 13385, the State or a Regional Water Board can impose administrative civil liability of up to $10,000 per day of violation, plus up to $10 per gallon discharged beyond 1,000 gallons that is not cleaned up. Courts can impose up to $25,000 per day and $25 per gallon.

  • $10,000maximum administrative civil liability per day of violation from the State or a Regional Water Board
  • $25,000maximum per day a court can impose

Source: California Water Code section 13385.

The section's $3,000 mandatory minimum penalties apply mainly to effluent limitation violations.

Example: San Diego Regional Water Board

In May 2026 the San Diego Regional Water Board assessed $2,978,402 (Order R9-2026-0063) against eight companies and individuals, including the permit holder and the general contractor, for an approximately 95-acre residential construction site. The violations dated to 2015 and 2016, under the previous 2009 permit, and were mainly sediment-laden stormwater discharges and missing erosion and sediment controls. The order replaced a $6,660,503 order from 2022 that a superior court sent back for reconsideration.

The same lapses are violations under the 2022 permit. Other common gaps that break a specific 2022 permit requirement include:

  • Grading before the WDID number is issued
  • Construction dates in SMARTS that do not match the real schedule, which skews the risk level and waiver eligibility
  • BMPs shown on the SWPPP but not installed before the first forecast storm, or a SWPPP not amended as the drainage changes
  • Missed storm inspections or sampling, or forecasts not saved with inspection reports

What this means for your project

Most CGP problems start in design and scheduling. Before you file:

  • Count every disturbed area, including staging, stockpiles, access roads and later phases, and check for a larger common plan.
  • Enter realistic start and end dates. A longer wet-season window can raise the R factor and the risk level.
  • Coordinate the SWPPP with your grading plans: stabilized entrances, perimeter controls, and a 50-foot natural buffer (or equivalent controls) where disturbance comes within 50 feet of a water of the U.S. Start stabilizing right away wherever work stops for good or will pause more than 14 days.
  • Start post-construction calculations early, especially where a local agency has to approve them.
  • Budget for the wet season: monthly and pre-storm QSP visits, delegate inspections and, on Risk Level 2 and 3 sites, sampling.
  • Plan the Notice of Termination from the start, including how you will show final stabilization.

We prepare SWPPPs, erosion and sediment control plans and stormwater calculations, and provide SWPPP inspections for construction sites in California. As the permit requires, a QSD develops the SWPPP, and the QSD's site visits and the QSP's monthly and pre-storm inspections are done by those certified individuals. Weekly, during-storm and post-storm inspections can be done by a QSP or a QSP-trained delegate. Send us your site location, disturbed acreage and schedule to start a SWPPP or stormwater inspection request.

Sources

  1. State Water Resources Control Board: Order WQ 2022-0057-DWQ, Construction Stormwater General Permit (PDF)
  2. State Water Resources Control Board: 2022 CGP Attachment B, Glossary (PDF)
  3. State Water Resources Control Board: 2022 CGP Attachment D, Traditional Construction Risk Level Requirements (PDF)
  4. State Water Resources Control Board: 2022 CGP Attachment D.1, Risk Determination Worksheet (PDF)
  5. State Water Resources Control Board: 2022 CGP Attachment D.2, Permit Registration Document Requirements (PDF)
  6. State Water Resources Control Board: NPDES 2022 Construction Stormwater General Permit FAQ
  7. State Water Resources Control Board: Qualifying Precipitation Event Guidance for the 2022 CGP (PDF)
  8. State Water Resources Control Board: 2022 Construction General Permit reissuance, QSD/QSP training information
  9. California Stormwater Quality Association: QSD/QSP Program Overview
  10. California Water Code Section 13385, California Legislative Information
  11. San Diego Regional Water Quality Control Board: Order No. R9-2026-0063, Administrative Civil Liability, Portola Center South Construction Site (PDF)
  12. San Diego Regional Water Quality Control Board: Adopted ACL Orders
  13. State Water Resources Control Board: Phase II Small MS4 Program

This article is general information, not legal advice. Confirm requirements with your QSD, your Regional Water Board and your local agency. Photos are stock images from Pexels, not projects of American Engineering.

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